Managing an Effective AML Compliance Program (COM) A At

Managing an Effective AML Compliance Program (COM) A
At
TBA
Chicago, IL
For more information: https://www.eventbrite.com/e/managing-an-effective-aml-compliance-program-com-a-tickets-43345167563?aff=RMV

DESCRIPTION
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Managing an Effective AML Compliance Program

Whether you need to get back-to-basics or you are a seasoned AML professional, join us as we explore the many facets of managing an effective AML compliance program: Join us as we focus on the following key elements:

Regulatory frameworks surrounding anti-money laundering
Objectives of an effective AML compliance program
Risk assessing your institution
Developing robust internal controls
Training for appropriate personnel
Expectations and duties of the appointed compliance officer
Effective audit program to ensure adequacy of your AML compliance program


Learning Objective:
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Key goals of this course are:

To provide an understanding of money laundering and how it can impact an institution
To review the importance of “tone at the top” and how to implement a compliance-friendly environment
To learn about the critical internal controls and how these controls can protect your institution

The course will focus on the 4 pillars of an AML compliance program:
Policies, procedures and internal controls
Designation of a compliance officer
Training for appropriate personnel
Independent audit
To understand the importance of the risk assessment
To focus on the senior management/board of directors oversight of the Program
To discuss customer due diligence and know your customer expectations
etc...

Who Will Benefit:
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BSA/AML Officers, Compliance Officers, AML Analysts, Operations Managers, Remittance Analysts, Consultants, Internal Auditors, Accounting and Finance Directors, Internal Auditors, Legal Departments, Compliance Officers, and Risk Managers at Banks, Broker-Dealers, Residential Mortgage Lenders & Originators, Precious Gems Traders, Money Services Businesses and other nonbank financial institutions.

Risk Management
Legal
Regulatory
Compliance
Audit


Please contact the event manager Marilyn below for the following:
- Discounts for registering 5 or more participants.
- If your company requires a price quotation.
Event Manager Contact: marilyn.b.turner(at)nyeventslist.com
You can also contact us if you require a visa invitation letter, after ticket purchase.
We can also provide a certificate of completion for this event if required.
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For more information: https://www.eventbrite.com/e/managing-an-effective-aml-compliance-program-com-a-tickets-43345167563?aff=RMV

Eventbrite: https://www.eventbrite.com/o/event-promotions-by-new-york-events-list-11118815675
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